ASB LAW – who we are and regulatory information
Who we are
The Law Society is a designated professional body for the purposes of the Financial Services and Markets Act 2000 (“FSMA”), but responsibility for regulation and complaints handling has been separated from the Law Society’s representative functions. The Solicitors Regulation Authority (“SRA”) is the independent regulatory body of the Law Society, and the Legal Services Ombudsman is the independent complaints-handling body of the Law Society.
ASB LAW is regulated by the SRA (www.sra.org.uk) under Registration No 534420 in England and Wales as an ‘exempt professional firm’ in connection with investment-related activities of the firm in, into or from the United Kingdom and is regulated under the FMSA. Please note that ASB LAW is not authorised by the Financial Services Authority (“FSA”) under the FSMA, however we are included on the register maintained by the FSA so that we can carry on insurance mediation activity, which is broadly the advising on, selling and administration of insurance contracts. This part of our business, including arrangements for complaints or redress if something goes wrong, is regulated by the SRA. The register can be accessed via the FSA website at www.fsa.gov.uk/Pages/register/. In certain circumstances, we are able to offer a limited range of investment services to clients because we are members of the SRA, for example, if the investment services are an incidental part of the professional services we have been engaged to provide. ASB LAW is only retained to provide legal and, where applicable, tax advice to clients and nothing that we say or do must be construed as investment advice to anybody on the investment merits of acquiring or disposing of particular investments or as an invitation or inducement to anybody to engage in investment activities.
Access to the Website is permitted on a temporary basis and ASB LAW reserves the right to withdraw or amend the service provided on the Website without notice. ASB LAW shall not be liable if for any reason the Website is not available at any time or for any period. From time to time, ASB LAW may restrict access to some parts of the Website, or the entire Website, if required. ASB LAW aims and makes every attempt to update the Website regularly and may change the content (including information about services offered) at any time. ASB LAW may therefore have to suspend access to the Website, or close it if necessary.
Any of the material on the Website may be out of date at any given time and ASB LAW is under no obligation to update such material. Content on the website does not constitute legal advice and should not be relied upon. ASB LAW shall not be held liable in any way whatsoever for any inaccuracy, misunderstanding or expectation drawn from this content. ASB LAW expressly excludes all conditions, warranties and other terms which might otherwise be implied by statute or common law and any liability for direct, indirect or consequential loss or damage incurred by a user in connection with the Website or in connection with the use, inability to use, or results of the use of the Website, any websites linked to it and any materials posted on it, including without limitation any liability for loss of income or revenue, loss of business, profits or contracts, loss of anticipated savings, loss of data or goodwill or any other loss or damage or any kind howsoever arising and whether caused by tort (including negligence), breach of contract or otherwise, even if foreseeable. This does not affect our liability for death or personal injury arising from our negligence, nor our liability for fraudulent misrepresentation, nor any other liability which cannot be excluded or limited under applicable law.
Our arrangements with clients
All details shown on the Website in relation to the services offered are subject to availability and confirmation on costs. Contracts for the supply of our services are subject to our letter of engagement and terms and conditions of service, as notified to you at the time of you instruct us.
Any links provided on the Website to other websites are not intended to provide an endorsement by ASB LAW and ASB LAW will have no liability or responsibility for the content of this or those websites whatsoever. You must not establish a link to this Website from any other website without ASB LAW’s explicit written consent.
Viruses and transmission of materials
ASB LAW cannot guarantee that the Website is free from infection by viruses or anything else that has contaminating or destructive properties. You must not misuse the Website by introducing viruses, trojans, worms, logic bombs or other material which is malicious or technologically harmful, or uploading documents that may have this affect. You must not attempt to gain unauthorised access to the Website, the server on which the Website is stored or any server, computer or database connected to the Website.
The transmission of unlawful, threatening, defamatory, pornographic, political or racist material is strictly prohibited.
All rights in the Website, including copyright, the content and design of the Website, is owned by ASB LAW or used under licence from third party owners. Any use of this Website or its contents, including copyright or storing it or them in whole or part, other than for your personal or non-commercial use is prohibited without the written permission of ASB LAW. You are prohibited from copying, modifying, transmitting, distributing, selling, displaying, licensing or reproducing any content including images and other media on this Website for any commercial purpose.
Any material you upload to the Website will be considered to be non-confidential and non-proprietary and ASB LAW has the right to use, copy, distribute and disclose to third parties any such material for any purpose.
Please contact us if you have any queries or questions on this policy, by emailing ASB LAW at firstname.lastname@example.org.